Policies & Disclosures
Securities offered through MCP Securities LLC, Member FINRA / SIPC
Alternative investment products, including hedge funds and managed futures, are not for everyone and entail risks that differ from more traditional investments. When considering alternative investments, you should consider the fact that some products use leverage and other speculative investment practices that may increase the risk of investment loss and be illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are not subject to the same regulatory requirements as mutual funds, often charge high fees including incentive fees, and in many cases have underlying investments that are not transparent and are known only to the investment manager. With respect to alternative investments in general, you should be aware that not every investment product will achieve its objectives, generate profits or avoid losses.
Past Performance Is Not Indicative of Future Results.
This information should not be considered tax or investment advice. Additionally, as each investor’s needs and risk tolerances differ, so does each client’s investment strategy. This information is intended to be general in nature.
Nothing on this website constitutes a recommendation or counsel for the acquisition of any security, portfolio of securities or transactions, or the following of any particular investment strategy or other course(s) of action. Securities may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act of 1933 and applicable state securities laws, or pursuant to an exemption therefrom. Any public offering of securities may only be made by means of a prospectus containing detailed information about the company, its management, and relevant financial statements. This information, and other content of this website may be considered reliable, but none of McCarvill Capital Partners LLC, MCP Securities LLC nor any of its or their affiliates and/or subsidiaries warrant its completeness or accuracy, and it should not be relied upon as such. You agree that any investment, including in securities, is inherently risky. Be aware that articles on this website do not outline a list or description of relevant risk factors. All published information on this website is believed to be reliable and accurate and is provided “as is.” But none of McCarvill Capital Partners LLC, MCP Securities LLC nor any of its or their contributing authors warrant, either express or implied, the accuracy, continuing accuracy or the viability of any content published on this website. McCarvill Capital Partners LLC, MCP Securities LLC and any of their affiliates, subsidiaries and/or contributing authors are not under any obligation to update or correct any information provided on this website. Statements and opinions are subject to change without notice. No content on this website is intended to provide tax or legal advice. You are advised to seek advice on these matters from separately retained professionals.
Statements and opinions throughout this website that are not historical facts are “forward-looking statements” that involve risks and uncertainties. “Forward-looking statements,” as it is defined under Section 27A of the Securities Act of 1933, Section 21-B of the Securities Exchange Act of 1934, and the Private Securities Litigation Act of 1995 include words such as “opportunities,” “trends,” “potential,” “possible,” “estimates,” “may,” “will,” “could,” “should,” “anticipates,” “expects,” or any synonymous language. Such forward-looking statements are subject to a number of both known and unknown risks and uncertainties outside the control of its contributing authors that could cause actual results to materially differ from those anticipated or projected. You agree to carefully evaluate such forward-looking statements found on this website and not place undue reliance upon any such statements.
You acknowledge and agree that all digital content is the intellectual property of McCarvill Capital Partners LLC, MCP Securities LLC or its or their appropriate contributing authors.
MCP Securities LLC is a wholly-owned subsidiary of McCarvill Capital Partners LLC.
Certain individuals associated with McCarvill Capital Partners LLC are registered representatives of MCP Securities LLC.
We collect nonpublic personal information about you from the following sources: Information we receive on applications, subscription documents, or other forms and information about your transactions with our affiliates, others, or us. We do not disclose any non-public information about our current or former customers to anyone, except as permitted by law or in order to provide the current services. Our employees have limited access to your personal information based on their responsibilities to provide products or services to you. Be assured that we maintain physical, electronic and procedural safeguards in compliance with federal standards to protect your information.
MCP Securities LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Our plan considers a number of scenarios including disruption to a single building, or a city-wide or regional business disruption. Many of our functions and systems are dependent upon the companies we do business with. The companies have indicated that in the event of a significant business disruption, it may relocate technology and operational personnel to pre-assigned alternate regional facilities and switch technology data processing to an alternate regional data center. Their redundant data centers and alternate processing facilities will help minimize interruptions to our services.
Contacting Us – If after a significant business disruption you cannot contact us as you usually do at (646) 380-4473, you should call our cellular phone numbers or other alternative means of communication.
Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting if we are unable to continue our business. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption; our objective is to restore our operations and be able to complete existing transactions and accept new transactions within a reasonable time period.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building or unit housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a few hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a day. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our phone system or our customer emergency number, how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt Access to their funds and securities.
For more information – If you have questions about our business continuity planning or would like a copy of the complete Business Continuity Plan for MCP Securities LLC, please contact us directly at (646) 380-4473.